Futures commission merchant prime broker

Futures commission merchant prime broker

By: MrDoojjer Date of post: 10.07.2017

The Commodity Exchange Act requires all futures commission merchants FCMs and introducing brokers IBs to register as such, unless they qualify for an exemption, e. All registered FCMs and IBs are required to be members of the National Futures Association NFA , and may also be members of one or more designated contract markets commodity exchanges.

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The NFA and the commodity exchanges are self-regulatory organizations that are required to enforce CFTC-approved minimum financial and reporting requirements for their members. Foreign Markets, Products, and Intermediaries.

The rise of "prime of prime" brokerage firms

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Intermediaries Futures Commission Merchants FCMs Introducing Brokers IBs Commodity Pool Operators CPOs Commodity Trading Advisors CTAs Swap Dealer SD Major Swap Participant MSP. Futures Commission Merchants FCMs.

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futures commission merchant prime broker

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futures commission merchant prime broker

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