Futures commission merchant prime broker
The Commodity Exchange Act requires all futures commission merchants FCMs and introducing brokers IBs to register as such, unless they qualify for an exemption, e. All registered FCMs and IBs are required to be members of the National Futures Association NFA , and may also be members of one or more designated contract markets commodity exchanges.
Prime Brokerage - Lightspeed Institutional
The NFA and the commodity exchanges are self-regulatory organizations that are required to enforce CFTC-approved minimum financial and reporting requirements for their members. Foreign Markets, Products, and Intermediaries.
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